History
of Serbia and Montenegro
Antiquity
Together with east-central Europe, the Balkans formed
the heartland of an Old European civilization that
flourished between 7000 and 3500 BC. There is evidence
of dense settlement, particularly in the Pannonian
Basin, along the Sava and Danube
rivers, and spreading northward into modern Hungary
along the Tisa and southward down the Morava-Vardar
corridor. Food production had developed to the point
that it was possible to support a measure of craft
specialization, including pottery making and the smelting
of copper, and small towns were formed. Several important
sites in Serbia provide insights into Old European
culture, particularly those at Starcevo and Vinca,
near Belgrade, and at Lepenski Vir, on the Danube
above the Iron Gate.
After 3500 BC the region was gradually
infiltrated by seminomadic pastoral peoples, believed
to be speakers of languages of the Indo-European family,
who came southward and westward from the Russian steppes.
Their extensive trade routes carried amber, gold,
and the bronze that was the basis of their superior
military technology. These peoples were divided into
tribal groups, one of which, the Illyrians, became
firmly established throughout the western part of
the peninsula. By the 7th century BC they had acquired
the capacity to work with iron, and this skill became
the basis both of their extensive trade with the emerging
Greek city-states and of the power of the native aristocracies.
East of the Morava-Vardar the land was periodically
subordinated to the warrior kingdoms of the Dacians
and Thracians.
Beginning about 300 BC, bands of Celts
began to penetrate southward. Their superiority rested
in part on their mastery of iron technology, which
they used to beat both swords and plowshares. The
extent of Celtic expansion is indicated not only by
their material remains but also by place-names. The
name Singidunum, by which the Romans knew the settlement
on the site of Belgrade, is at least partly of Celtic
origin.
The Roman Empire
At the end of the 3rd century BC the Romans began
their expansion into the Balkan Peninsula in search
of iron, copper, precious metals, slaves, and agricultural
produce. The Roman struggle for domination, against
the fierce resistance of the native peoples, lasted
three centuries. The Illyrians were finally subdued
in AD 9, and their land became the province of Illyricum.
The area that is now eastern Serbia was conquered
by Crassus, proconsul of Macedonia, in 29 BC and incorporated
into the Roman province of Moesia. Roads, arenas,
aqueducts, bridges, and fortifications attest to the
thoroughness of Roman occupation. The names of several
modern towns reveal Roman origins, including Sremska
Mitrovica (Sirmium) and Nis (Naissus). In 395 a fundamental
and permanent division was imposed on the empire along
a line that ran roughly northward from the modern
Montenegrin-Albanian border on the Adriatic to Sirmium,
whence it followed the line of the Sava and Danube
rivers. This line created a cultural
boundary that has had profound consequences for the
development of the entire Balkan Peninsula.
The Coming of the Slavs to
Balkans
Roman domination in the region was of relatively short
duration. Military clashes with the Goths began early
in the 2nd century, and the Goths were followed by
Huns, Bulgars, and Avars over the next 200 years.
The collapse of the Western Empire in the face of
the advancing Germanic Ostrogoths at the end of the
5th century left the Balkans nominally under the rule
of Constantinople, but the disruption of imperial
administration in reality had gone so far that effective
control was no longer possible.
Along with other seminomadic peoples
during this time, there began to move into the area
tribes of Slavs, a group of Indo-European-speaking
peoples who had long been settled in central Poland
but who moved southward to occupy the sparsely populated
areas left by the raids of the more warlike peoples.
The relative strength of the forces in the area is
suggested by the Slavs' effective vassalage to the
Avars, a Turkic people of warrior-nomads who led their
Slavic subjects in raids against cities of the Byzantine
Empire.
It was not until the defeat of a combined
Avar-Persian invasion in 626 that Byzantium was able
to reassert its strength. The emperor Heraclius formed
an alliance with two of the stronger Slavic tribes,
the Serbs and the Croats, who at that time were settled
north of the Carpathian Mountains. With the aid of
the Byzantine navy the Serbs and Croats occupied the
hinterland of the Dalmatian coast before pushing the
Avars and Bulgars eastward.
The division of the Roman Empire between
Roman and Byzantine rule--and subsequently between
the Latin and Orthodox churches (see the article on
Great Schism) --was marked by a line that ran northward
from Skadar through modern Montenegro, symbolizing
the status of this region as a perpetual marginal
zone between the economic, cultural, and political
worlds of the Mediterranean peoples and theSlavs.
During the decline of Roman power, this part of the
Dalmatian coast suffered from intermittent ravages
by various seminomadic invaders, especially the Goths
in the late 5th century and the Avars during the 6th
century. These were soon supplanted by the Slavs,
who became widely established in Dalmatia by the middle
of the 7th century. Because of the extremeruggedness
of the terrain and the lack of any major sources of
wealth such as mineral riches, the area that is now
Montenegro became a haven for residual groups of earlier
settlers, including some tribes who had escaped Romanization.
Medieval Serbian State
The basis of social organization among the Serbs--indeed,
among all the South Slavs--was the zadruga, a large
extended family governed by a fairly democratic consensus
of its adult members under the leadership of a patriarch.
The zadruge were typically united on a village basis
around a single lineage under a headman. Larger political
units covering a district might be gathered under
a zupan, or chieftain, who would sometimes have his
seat at a particular fortified strong point, called
a grad.
Because the zadruga system was based on ties of kinship
and locality, it militated against the sustained collaboration
of larger groups, although several zupani might on
occasion be gathered under the uneasy leadership of
a veliki zupan, or "grand zupan," who might
manage to establish control over a substantial part
of the territory and even declare himself king or
emperor.
The first Serb state emerged about
850 when a zupan called Vlastimir led a union of southern
Serbs in resistance to Bulgarian expansion. His acknowledgment
of the suzerainty of the Byzantine emperor was significant
in that the Serbian court then became an important
channel for the spread of the Eastern tradition of
Christianity. The emperor Michael III commissioned
two brothers from Thessalonica, Cyril (Constantine)
and Methodius, to undertake the task of evangelizing
the Slavs. Michael encouraged them to preach in the
vernacular, and, to facilitate this task, Cyril invented
a script that was based upon Greek but adapted to
suit the phonetic peculiarities of the Slavonic tongue.
He used as his standard the dialect spoken by the
Slav tribes of Macedonia, which thus was preserved
as Old Church Slavonic.
The dissemination of Christianity
to the Slavs was not actually begun by the "apostles
to the Slavs," but it received an enormous stimulus
from the translation of the scriptures and liturgy,
and the wider significance of their work was considerable.
Not only was the influence of the Eastern church permanently
assured over the greater part of the Balkans, but
the Cyrillic alphabet also became one of the most
visible cultural badges separating the Serbs (together
with other Orthodox Slavs) from the Croats and Slovenes.
The Nemanjic Dynasty
Following the death of Vlastimir, his successors lost
ground, initially to the first Bulgarian empire, then
to the Macedonian empire of Samuel, and finally to
Byzantium. Some time toward the end of the 11th century,
there arose a new Serb state known as Raska, based
on the settlement of Ras in the region of modern Novi
Pazar. In 1169 Stefan Nemanja became veliki zupan
of Raska, and, seizing the opportunity offered by
a disputed succession in Constantinople, he began
to extend his territory. By the time of his retirement
to a monastery in 1196, he had consolidated control
over the rival Serb realm of Zeta, centred in what
is now Montenegro. His son, Stefan Prvovencani (the
"First-Crowned"), became the first Serbian
king in 1217. As the Byzantine and second Bulgarian
empires disintegrated, the Serbian Nemanjic rulers
expanded their holdings southward. Uros II (reigned
1282-1321) occupied Skopje and made it his capital.
The youngest son of Stefan Nemanja
became a monk at Mount Athos, under the name Sava.
In 1219 Sava was consecrated archbishop of Zica, near
modern Kraljevo, at the confluence of the Ibar and
Zapadna Morava rivers, where an autocephalous Serbian
church was separated from the Bulgarian-influenced
archbishopric of Ohrid. He was later canonized as
St. Sava. To escape the constant harassment of raiding
parties of Tatars, however, the seat of Nemanjic ecclesiastical
order was moved south to Pec, in the Metohija Basin.
In 1375 it was elevated to a patriarchate.
Under Stefan Dusan (reigned 1331-55),
the ninth ruler in the dynasty, the Nemanjic empire
attained its greatest extent, incorporating Thessaly,
Epirus, Macedonia, all of modern Albania and Montenegro,
a substantial part of eastern Bosnia, and modern Serbia
as far north as the Danube.
Ironically, it is conceivable that
the greatest achievement of the Nemanjic dynasty was
not its territorial expansion but its success in developing
for the first time a unified "high culture"
for all Serbs, based largely on religious cohesion.
The court was committed to the Orthodox church, acting
to suppress Bogomilism and ending attempts at the
Latinization of the western areas. Many churches and
monasteries were built that have remained among the
architectural glories of the Orthodox church; Milesevo
(c. 1235), Pec (1250), Moraca (1252), Sopocani (c.
1260), Decani (1327), and Gracanica (1321) are the
most renowned. The frescoes of the Raska school are
known for their capacity to blend a reverential sense
of the awe in which secular authority is held with
a deep sense of religious devotion. Literary work
extended beyond the copying of a considerable number
of manuscripts to include pieces of independent creative
merit, such as the manuscript biography of Stefan
Nemanja prepared by St. Sava and his brother Stefan.
Courtly culture became a religious culture, and both
church and state benefited from their close partnership.
The ecclesiastical authorities acquired prestige and
influence, while the court was given powerful symbolic
support and was "civilized" in every sense.
During the 13th and 14th centuries
the level of economic development rose, although during
times of armed strife considerable damage was suffered
by the population. Crops such as hemp, flax, grapes,
and oil-yielding plants became more widespread. The
plains of Kosovo and Metohija in particular became
areas of dense population and fairly intensive cultivation,
probably supporting more people than today.
Mining grew considerably in importance.
Copper, tin, silver, and gold had all been exploited
in Roman times, but production intensified as the
demand for coins and luxury goods expanded in the
new imperial courts and the centres of ecclesiastical
authority. Trade also expanded, particularly in the
hands of Ragusan and Italian merchants, who led caravans
along the old Roman routes. Administration improved;
the high-sounding titles adopted by officials ("despot,"
"caesar," or "sebastocrat") were
more than mere mimicry of Byzantium. An important
step in the direction of separating administration
from the personal whim of the ruler was taken by Dusan,
who in 1349 promulgated his Zakonik, or code of laws.
Medieval Zeta
In this part of the Adriatic littoral, from the time
of the arrival of the Slavs up to the 10th century,
these local magnates were often brought into unstable
and shifting alliances with other larger states, particularly
Bulgaria, Venice, and Byzantium. Between 931 and 960
one such zupan, Ceslav, operating from the zupanija
of Zeta in the hinterland of the Gulf of Kotor (modern
Montenegro), succeeded in unifying a number of neighbouring
Serb tribes and extended his control as far north
as the Sava River and eastward to the Ibar. Zeta and
its neighbouring zupanija of Raska (roughly modern
Kosovo) then provided the territorial nucleus for
a succession of Serb kingdoms that, in the 13th century,
were consolidated under the Nemanjic dynasty.
Although the Serbs have come to be
identified closely with the Eastern Orthodox tradition
of Christianity, it is an important indication of
the continuing marginality of Zeta that Michael, the
first of its rulers to claim the title king, had this
honour bestowed upon him by Pope Gregory VII in 1077.
It was only under the later Nemanjic rulers that the
ecclesiastical allegiance of the Serbs to Constantinople
was finally confirmed. On the death of Stefan Dusan
in 1355, the Nemanjic empire began to crumble, and
its holdings were divided among the knez (prince)
Lazar Hrebeljanovic, the short-lived Bosnian state
of Tvrtko I (reigned 1353-91), and a semi-independent
chiefdom of Zeta under the house of Balsa, with its
capital at Skadar. Serb disunity coincided fatefully
with the arrival in the Balkans of the Ottoman armies,
and in 1389 Lazar fell to the forces of Sultan Murat
I at the Battle of Kosovo.
After the Balsic dynasty died out
in 1421, the focus of Serb resistance shifted northward
to Zabljak (south of Podgorica). Here, a chieftain
named Stefan Crnojevic set up his capital. Stefan
was succeeded by Ivan the Black, who, in the unlikely
setting of this barren and broken landscape and pressed
by advancing Ottoman armies, created in his court
a remarkable if fragile centre of civilization. Ivan's
son Djuradj built a monastery at Cetinje, founding
there the see of a bishopric, and imported from Venice
a printing press that produced after 1493 some of
the earliest books in the Cyrillic script. During
the reign of Djuradj, Zeta came to be more widely
known as Montenegro (this Venetian form of the Italian
Monte Nero is a translation of the Serbo-Croatian
Crna Gora, "Black Mountain").
Turkish Occupation
The Ottoman Empire gained a foothold on the European
mainland in 1354, and by the time of Dusan's death
in 1355 the Turkish march northward had already begun.
Dusan's successors were unable to sustain his achievements,
and almost immediately the state began to disintegrate
under rival clan leaders. The fall of Adrianople (modern
Edirne, Tur.) to Turkish troops shocked the several
factions into momentary unity under Vukasin, the king
of the southern Serbian lands, and his brother John
Ugljesa, the despot of Serres (modern Sérrai,
Greece), but their forces were defeated in 1371 at
the Battle of Cernomen, on the Marica River, where
both were killed.
The Ottoman conquest of the Balkan
Peninsula was not a smooth progression. Slav leaders
were not infrequently willing to ally themselves with
the Ottomans in the hope of securing aid against rivals.
In this way they were able to retain a nominal independence
for some years in return for a variety of forms of
vassalage. (One of the most celebrated of these leaders
was Marko Kraljevic, the son of Vukasin and a chieftain
of Prilep, who is immortalized in many of the heroic
Serbian folk ballads.) In 1387 or 1388 a combined
force of Serbs, Bosnians, and Bulgarians inflicted
a heavy defeat on the Ottoman army at Plocnik, but
a turning point came when the Bulgarian tsar Ivan
Shishman broke with the alliance of Slavonic powers
and accepted Ottoman suzerainty. No longer threatened
from the east, the armies of Sultan Murat I were able
to concentrate their weight against Serb resistance.
Led by the Serb Prince Lazar Hrebeljanovic (he did
not claim Dusan's imperial title), the Serbian army
met Murat's forces in battle. On St. Vitus' Day (Vidovdan),
June 28 (June 15, Old Style), 1389, on the Kosovo
Polje, the Serbs suffered a defeat that has become
hallowed in several great heroic ballads. The vision
of Lazar on the eve of the battle, the alleged betrayal
by the Bosnian Vuk Brankovic, and the killing of Murat
by Milos Obilic have been given assured immortality
in Serbian folk literature.
Forced to accept the position of vassals
to the Turks, Serb despots continued to rule a diminished
state of Raska, at first from Belgrade and then from
Smederevo. Serbian resistance cannot be considered
to have ended until the fall of Smederevo in 1459.
The Ottoman Period
When the Serb people fell under Ottoman control, they
became a part of one of the great empires of world
history. At the centre of the Turkish system was the
sultan and his court--often referred to as "the
Sublime Porte" (or simply "the Porte")--based
in Constantinople. The origins of the empire in conquest
were reflected in its administrative structure, which
revolved around the extraction of revenues principally
in order to support a military caste. All authority
and the right to enjoy possessions were regarded as
deriving from the sultan, who "leased" them
to subordinates at his own will and for his benefit.
The most common of these relationships was the timar.
The timarli held the right to support themselves from
taxes raised in their area. Typically, the holder
of such a position was a spahi, or mounted warrior,
and from his territory he was expected to support
and arm himself in a state of readiness for the service
of the sultan.
All Muslims were regarded as belonging
to a single community of the faithful, the ummah,
and any person could join the ruling group by converting
to Islam. Each non-Muslim religious community was
called a millet, and Ottoman administration
recognized five such groups: Orthodox, Gregorian Armenian,
Roman Catholic, Jewish, and Protestant. Each group
was under the direction of its religious head. Thus,
the Serbs, being Orthodox, had as their titular head
the patriarch of Constantinople.With the passage of
time, however, national consciousness was recognized
by the Ottoman authorities, and Constantinople became
a specifically Greek centre. The Serbs had their own
patriarchate at Pec. Ecclesiastical authorities were
expected to assume many civil functions, including
the administration of justice, the collection of taxes,
and later also education.
The situation of the Christian population
was not one of unmitigated oppression. Christians
were exempted from military service, and in some regions
the tax burden was lighter than it had previously
been, although they were taxed more heavily than the
Muslim population. It was even possible for subject
peoples to rise, on condition of their conversion,
to the highest positions in the system. By far the
most typical route of advancement was the system of
devsirme, which involved the conscription of Christian
boys between the ages of 10 and 20 approximately every
five years. The boys were taken to Constantinople,
forcibly converted to Islam, and employed in a variety
of posts. The most able would be trained for administrative
positions, while the others joined the corps of Janissaries
(yeniçeri). The Janissary corps was an elite,
celibate order of infantrymen that, as firearms became
more significant in warfare, came to be the most effective
part of the Ottoman military.
Ottoman society was principally rural
in character, the majority of the population living
on small, mixed farms that produced little marketable
surplus or in small pastoral communities. Trade and
manufacture were not particularly encouraged by the
Ottomans, whose principal concerns were with the extraction
of revenue through taxation and the maintenance of
order. Commerce was regarded only as a possible source
of excise duty. Levels of literacy remained low for
the indigenous peoples.
A few knew a little Greek--the lingua franca of trade--and
knowledge of Old Church Slavonic was mostly confined
to the clergy. Culturally, therefore, the population
remained highly differentiated, living most of their
lives within the confines of local peasant communities,
with their own dialects--the vehicle for folk songs
and poetry--dress, and customs.
Decline of the Ottoman Empire
The territorial expansion of the Ottoman Empire was
brought to a halt during the 17th century, which reduced
the need for a large, completely dedicated, and highly
mobile corps of Janissaries. Having lost their specifically
military function, the Janissaries began to look for
opportunities to obtain land or office. The declining
flow of booty shifted the burden of the revenue needs
of the empire onto the system of taxation. This in
turn led to both a steady rise in the level of exactions
from the Christian population, through a spread of
tax farming, and a growth in the number of holders
of former timarli who tried to turn their holdings
into agricultural estates.
The disintegration of the old system
brought with it growing dissatisfaction on the part
of the Christian population. Armed uprisings by the
peasantry were particularly common in the northern
areas, where imperial control was weakest and the
Janissaries least disciplined. The greatest of these
took place in 1690, when Serbs rose in support of
an Austrian invasion after the Turks' unsuccessful
siege of Vienna. However, the subsequent retreat of
the Austrians left the native population seriously
exposed to Turkish reprisals, and in 1691 Archbishop
Arsenije III Crnojevic of Pec led a migration of 30,000-40,000
families from Old Serbia (Kosovo, Metohija and Raska
region) and southern Bosnia across the Danube. As
a consequence, parts of the Austrian Military Frontier
came to contain some of the major centres of Serbian
culture. At the same time, the spread of Albanian
Muslims into lands left vacant by the great migration
was to provide a continuing source of communal tension.
It was also the period of intensive islamization when
a considerable number of Christians were forced to
convert to Islam in order to evade heavy taxation
and reprilals.
By the middle of the 18th century,
the disintegration of Ottoman rule produced a highly
unstable situation in Serbia. In an attempt to hellenize
the church within the empire, the patriarchate at
Pec was abolished and the Serbian church brought under
the control of the Greek patriarch. In northern Serbia,
local Janissaries were virtually beyond the control
of the Porte, and their exactions passed from the
collection of taxes to open plunder. When war broke
out between Turkey and an Austro-Russian alliance
in 1787, the Austrian emperor called on the discontented
Serbs to rise against their overlords, and this they
did with some success. The treaties of Sistova (1791)
and Jassy (1792) that concluded hostilities included
a defense of Serb civil rights. The Janissaries were
expelled from the pashalic of Belgrade, but they soon
returned, and a period of endemic political disorder
set in.
In 1804 an uprising broke out in the
Sumadija region, south of Belgrade. It was led by
George Petrovic, called Karageorge (Black George),
a successful trader, who had served with the Austrians
in the war against Turkey in 1787-88. In 1805 a Skupstina
(Assembly) was summoned by Karageorge, and it submitted
a list of proposals to the sultan. The proposals included
a number of concessions to local autonomy that were
unacceptable to the sultan, and a large force was
sent to quell the rebellion. The Serbs continued to
hold out, however, and they were strengthened by the
arrival of Russian reinforcements in 1808. However,
threatened by Napoleonic invasion in 1812, the tsar
Alexander I concluded a treaty with the Turks. The
withdrawal of Russia left the Serbs open to Ottoman
reprisals, and by the end of 1813 Karageorge and the
remainder of his followers were compelled to retreat
across the Danube.
The return of the Turks was accompanied
by a widespread reign of terror. Preoccupied with
the business of the Congress of Vienna, the major
powers showed little interest in the fate of the Christian
population, which rose again in self-defense in April
1815, led by Milos Obrenovic. The Turks were driven
from a wide area of northern Serbia, and they were
soon forced to negotiate. The fall of Napoleon meant
that Russian interest was rekindled, and under threat
of Russian intervention several important concessions
were made to the rebels, including the retention of
their arms, considerable powers of local administration,
and the right to hold their own assembly. The region
remained a Turkish principality, with a resident pasha
and Turkish garrisons in the principal towns, but
in effect an independent Serbian state dates from
this time.
Montenegro under the prince-bishops
The year 1516 saw a shift in the constitution of Montenegro
that many historians regard as having ensured its
survival as an independent state. The last of the
Crnojevic dynasty retired to Venice (he had married
a Venetian) and conferred the succession upon the
bishops of Cetinje. Formerly, the loyalty of minor
chieftains and of the peasantry to their rulers had
been unstable. It was not unusual for political control
throughout the Balkans to pass from Slav rulers to
the Turks, not because of the defeat of the former
in battle but because of the failure of local magnates
to secure the support of their subjects. In
Montenegro the position of vladika, as the prince-bishop
was known, brought stability to that country's leadership.
The link between church and state elevated it in the
eyes of the peasantry, gave it an institutionalized
form of succession that prevented its becoming a matter
of contest between minor chieftains, and excluded
the possibility of compromising alliances with the
Turks.
Nevertheless, this period was a difficult
one for the small, landlocked Montenegrin state, which
was almost constantly at war with the Ottoman Empire.
Cetinje itself was captured in 1623, in 1687, and
again in 1712. Three factors explain the failure of
the Turks to subdue it completely: the obdurate resistance
of the population, the inhospitable character of the
terrain (in which it was said that "a small army
is beaten, a large one dies of starvation"),
and the adept use of diplomatic ties with Venice.
From 1519 until 1696 the position
of vladika was an elective one, but in the latter
year Danilo Nikola Petrovic was elected to the position
(as Danilo I) with the significant novelty of being
able to nominate his own successor. Although Orthodox
clergy in general are permitted to marry, bishops
are required to be celibate; consequently, Danilo
passed his office to his nephew--founding a tradition
that lasted until 1852.
During the reign of Danilo two important
changes occurred in the wider European context of
Montenegro: the expansion of the Ottoman state was
gradually reversed, and Montenegro found in Russia
a powerful new patron to replace the declining Venice.
The decline of Turkish power, however, was accompanied
by a gradual stabilization of Montenegro's Orthodox
identity. Catholicism retained a toehold in the area,
and only recently have Catholics identified themselves
as Croats.
The replacement of Venice by Russian
patronage was especially significant, since it brought
financial aid (after Danilo I visited Peter the Great
in 1715), modest territorial gain, and, in 1799, formal
recognition by the Ottoman Porte of Montenegro's independence
as a state under Petar Petrovic Njegos (Peter I).
Russian support at the Congress of Vienna in 1815,
following the final defeat of Napoleon, failed to
secure for Montenegro an outlet to the sea, even though
Montenegrins had participated in the seizure of the
Gulf of Kotor from French control in 1806.
Modern Serbia
The French Revolution and the Napoleonic era signaled
the beginning of the transformation of the feudal
order throughout the Balkans. The wars of this period
precipitated changes in international relations, and
in their aftermath entirely new social and political
processes began to shape the lives of the South Slav
peoples. They remained overwhelmingly peasant societies,
but the old chiefly and aristocratic dynasties were
increasingly challenged by the rising middle classes,
who saw "national interest" in different
terms.
One of the principal consequences
of the wars for the Serbs was the extension and deepening
of channels of communication between the Serbs living
in Serbia itself and those living in a diaspora across
the Danube and throughout the Habsburg lands. The
latter had prospered as traders, members of the free
professions, and soldiers and in several cases had
been accepted into the ranks of the nobility. There
was therefore a substantial Serbian middle class in
these areas that was lacking in the lands which had
long remained under Ottoman tutelage, and this middle
class played a crucial role in the growth of national
consciousness.
Dositej Obradovic (1743-1811), a philosopher
and linguist, came from this group. Attempting to
introduce philosophical ideas to his countrymen in
their own tongue, Obradovic wrestled with the problems
of standardizing a Serbian literary language. He was
followed in this endeavour by Vuk Karadzic, who had
participated in the uprising of 1804 and fled across
the Danube with Karageorge in 1813. Karadzic conceived
a grand project for the creation of a Serb literary
language, which included the revision of its orthography,
the collection of songs, poems, folk sayings, and
stories in the living language of the people, the
compilation of a grammar and dictionary, and a demonstration
that this language could be used as the vehicle for
great literature. Karadzic's revised orthography abandoned
letters in the Old Church Slavonic alphabet that had
no function in the living language and devised new
signs to represent sounds of the Serbian language
for which there were no existing letters. These proposals
met with bitter resistance in ecclesiastical circles,
but they were sympathetically received by influential
secular intellectuals such as Obradovic, the Slovene
Jernej Kopitar, and the Croat Ljudevit Gaj. Karadzic's
contacts with these other great figures in the development
of the literary languages of the South Slavs helped
to create a sense of cultural cohesion throughout
the region that contributed significantly to the emergence
of political unity. In Serbia itself, the process
of political unification that Milos Obrenovic initiated,
along with the growth of political and economic cooperation
between Serbs on both sides of the Danube and the
Sava, brought the inevitable triumph of Karadzic's
reforms.
Liberation of Serbia
In June 1817 Karageorge returned from exile. He and
Milos had never enjoyed an easy relationship, and,
when Karageorge was murdered in mysterious circumstances,
Obrenovic's complicity was suspected. A feud erupted
between the Karageorgevic and the Obrenovic families
that continued throughout the century.
Almost in spite of its rulers, the
Serbian state expanded steadily through its first
half century. In 1830 the Ottoman government granted
the Serbian principality full autonomy, Milos was
recognized as hereditary prince, and the Serbian church
was given independent status. In 1833 Milos used the
pretext of restoring order across the southern border
to annex further territory. He attempted a program
of domestic reform, but his tendency to behave like
a pasha aroused great opposition. He abdicated in
1839, but neither of his sons (Milan and Michael)
managed to control the dissenting chieftainly factions
and gangs of bandits. A coup d'état in 1842
brought the Karageorgevic family to power. The Skupstina
elected Alexander, the third son of Karageorge, as
prince. Alexander's studied neutrality between Austria
and Russia made him unpopular, and he was deposed
in 1859. The aged Milos was recalled from retirement,
and in 1860 he was succeeded by his son Michael, who
continued the work of consolidating the state and
modernizing its administration. Michael was assassinated
in 1868, probably by supporters of the Karageorgevic
dynasty. They did not reap the reward for their efforts,
however, as the Skupstina called his cousin Milan
to the throne. Still a minor, and a highly Westernized
young man, Milan took little interest in his task
and was very unpopular. It may be said that he was
saved by the Bosnian insurrection in 1875.
In Bosnia, where the local Muslim
nobility were more repressive of their reaya than
were Turks elsewhere, the whole province burst into
revolt after a particularly bad harvest the previous
year. Hoping for an opportunity for liberation of
the Christian population, Serbia had been encouraging
dissent, and in July 1876, in order to defend the
church and Orthodox Christians from repression, Serbia
and Montenegro declared war on Turkey; they were joined
by Russia in 1877. Following the defeat of the Turks,
the Treaty of San Stefano (March 1878) proposed a
radical redrawing of the frontiers of the Balkan states,
including the creation of a large Bulgarian state
extending westward to include Ohrid. For a variety
of reasons this solution was unacceptable to all the
Great Powers, and a revision was undertaken in the
Treaty of Berlin (July 1878). The new treaty reduced
the territory of the Bulgarian state and allowed additional
territory to Serbia and Montenegro, but it also placed
Bosnia and Herzegovina under Austrian administration
and allowed Austrian garrisons in the sanjak of Novi
Pazar, thus ensuring the separation of Serbia and
Montenegro and keeping alive Austrian hopes for the
development of a strategically and economically important
railway to Constantinople.
The Berlin settlement was vital for
the subsequent political development of the region.
First, it produced a momentous change in Serbia's
opinion of Austria, which previously had been generally
favourable. Thenceforth, the two were bitter rivals.
The treaty also sowed the seeds of acute Serb-Bulgarian
conflict, so that these two states became rivals for
the remainder of Turkey-in-Europe.
In Croatia, progress toward a unified
state had been stalled by the Ausgleich of 1868, which
established the Dual Monarchy of Austria-Hungary.
Dalmatia was now ruled from Vienna, while Croatia-Slavonia
was subordinated to Budapest. In the latter region
Croats were exposed to a campaign of Magyarization.
The abolition of the Military Frontier in 1881 brought
large numbers of Serbs into an expanded civil Croatia.
Extreme Croatian nationalists saw them as a threat
rather than as potential allies against the Magyars,
who had no difficulty in playing the Slav parties
off against one another.To the east, Serbs living
under the Austrian crown had been rewarded for their
articipation in an army that quelled the Magyar revolution
of 1848-49 by the creation of the semiautonomous Vojvodina
("Duchy"). This included part of the former
Banat of Temesvár, most of Backa, and a small
part of Baranja (Baranya)--all of which had long been
integral parts of the Hungarian kingdom. Even during
the time of Turkish occupation, this region had begun
to receive Serb migrants, and these had increased
in importance after the Ottomans were forced back
across the Danube. Also, Magyar nobles had introduced
large numbers of peasant colonists from the Rhineland
and Upper Austria, adding further to the ethnic mix.
The Ausgleich eradicated the autonomous status of
the Vojvodina and exposed Serbs also to the full force
of Magyar attempts at assimilation. Extensive land
reclamation was coupled with colonization by Hungarian
speakers. Railway construction strengthened the economic
ties with Budapest, and industrialization brought
with it Hungarian entrepreneurs, technicians, and
officials. Stimulated by improved communications,
large estates underwent rapid commercialization. Agricultural
wage labour replaced the traditional peasantry, so
that socially and economically the region acquired
much of its modern character. Indeed, during the last
quarter of the 19th century, the Vojvodina became
known as the "breadbasket of the empire."
After the restoration of the Karageorgevic dynasty
in 1903, the Serb population began to turn to Serbia
for their political future, rather than trying to
defend their identity within a Hungarian state.
In Bosnia and Herzegovina, the Austrian
protectorate had dramatic consequences. Railway and
road construction, linked to the rapid expansion of
mineral extraction, advanced. There were improvements
in administration, communications, health, and public
order. None of this made for social peace, however,
for conflict over land reform was closely linked to
lines of religious conflict.
In Serbia itself political life went
through a period of acute disorder following the Bosnian
uprising. In 1881 King Milan entered into a secret
agreement with Austria by which Serbia gained valuable
export conditions for agricultural goods on the understanding
that, if Serbia refrained from interfering in Bosnia
and Herzegovina, Austrian support would be forthcoming
for Serbian expansion into Macedonia. Encouraged by
this, Milan undertook a disastrous expedition against
Bulgaria in 1885. Its failure, together with the scandals
of his personal life, led to Milan's abdication in
1889. After a confused regency, his son Alexander
assumed control of the government in 1893, but the
factionalism and corruption of the court did not abate.
In the face of massive popular and official hostility,
Alexander married his mistress Draga Masín
in 1900. The royal couple were brutally assassinated
by officers in the palace in Belgrade in 1903, bringing
to an end the Obrenovic dynasty. The Parliament invited
Peter Karageorgevic to return, and a period of reform
and economic development was instituted.
Opposition to the Obrenovics had been
in part economic. The state had become heavily paternalistic
toward the peasantry. A combination of population
growth and the steady commercialization of agriculture
left many peasants in debt. The failure to address
the problems of agriculture led to the rapid emergence
of the Serbian Radical Party and the Agrarian Socialists,
both expressing widespread rural dissatisfaction.
Modernization of Montenegro
The accession of Peter II in 1830 heralded an era
of modernization and political integration, in spite
of further wars against the Turks. The suppression
of a brief civil war (in 1847) resulted in significant
attenuation of the vestiges of tribal chieftainships.
The otiose position of "civil governor"
was replaced by a senate, and much progress was made
in the suppression of blood feuding.Upon Peter's death
in 1851 a major constitutional change was introduced
by his nephew, Danilo II. Because he was already betrothed,
Danilo was precluded from becoming vladika; therefore,
he assumed the title of gospodar (prince) and, by
making it a hereditary office, separated the leadership
of state from the episcopal office. Danilo also introduced
a new and modernized legal code. The first Montenegrin
newspaper appeared in 1871.
A turning point in the fortunes of
Montenegro came with the Serbian declaration of war
against Turkey in 1876, which Montenegro (under Nicholas
I) joined immediately and Russia the following year.
Although the territorial gains awarded to Montenegro
by the Treaty of San Stefano were reduced at the Congress
of Berlin in 1878, the state virtually doubled in
area and, for the first time, its borders were enshrined
(albeit rather vaguely) in an international treaty.
Most significantly, Montenegro secured vital access
to the sea at Antivari (modern Bar) and Dulcigno (Ulcinj).
Although the hostility of the other Great Powers to
a Russian naval presence in the Mediterranean placed
restrictions on the use of these ports, Montenegro
was now far more open to communication with the developing
capitalist economies of western Europe. Trade expanded,
the cultivation of tobacco and vines began; a bank
was founded; motor roads were built; a postal service
was initiated; and in 1908 the first railway (from
Bar to Virpazar on Lake Skadar) was opened. The majority
of the investment in these developments was by foreign
(especially Italian) interests. Economic openness
had its other side, however, in the swelling flow
of emigrants, especially to Serbia and the United
States.
The steady expansion of educational
opportunity and contact with the outside world produced
pressure further to modernize the consititution, with
the result that the legal code was thoroughly revised
in 1888 and parliamentary government introduced in
1905--although Prince Nicholas' autocratic disposition
made for frequent conflict between parliament and
the crown. (Nicholas took the title of king in 1910.)
The peaceful economic expansion that
the country experienced after 1878 was terminated
by the Balkan Wars of 1912-13, in which Montenegro
sided with Serbia and the other Balkan League states
to oust Turkey from its remaining European
possessions. The Treaty of London (1913) brought territorial
gains on the Albanian border and in Kosovo, and it
also resulted in a division of the old Turkish sanjak
of Novi Pazar (Raska region) between Serbia and Montenegro.
This brought Montenegro to its greatest territorial
extent and for the first time gave the two Serb states
a common border. Discussions began about the possible
union of the two countries, but these were interrupted
by World War I, when Austrian troops drove Nicholas
into exile in Italy. Following the end of hostilities
in November 1918, the Assembly in Cetinje deposed
the king and announced the union of the Serbian and
Montenegrin states. Consequently, although Montenegrin
representatives had had little contact with the Yugoslav
Committee or with the Serbian government-in-exile
of Nikola Pasic during the war, Montenegro was taken
into the new Kingdom of the Serbs, Croats, and Slovenes.
Of all the constituent parts of this newly unified
state, Montenegro had suffered conspicuously the greatest
proportionate loss of life during World War I.
The Balkan Wars and World
War I
In the spring of 1908 it became known that the British
and Russians were corresponding about the possibility
of setting up an independent Macedonia. In an attempt
to forestall the division of the empire, a group of
Young Turks, junior military
officers, staged a coup d'état, overthrowing
Sultan Abdülhamid II and declaring a new constitution.
Taking advantage of the situation, Austria, with the
secret agreement of the Russian foreign minister,
annexed Bosnia and Herzegovina. The Serbs were enraged
and threatened war, but, when it became clear that
the Russians were not willing to support them, they
were forced to resign themselves to the annexation.
Serb anxieties were heightened in September when Prince
Ferdinand declared Bulgaria's formal independence,
with himself as tsar. Taken together, these developments
reinforced Serbian determination to liberate the areas
inhabited by the Serbian population in Macedonia.
The closing decades of the 19th century
had seen deepening conflict and confusion in Macedonia,
as the Turkish capacity to keep order decayed and
the ambitions of the Great Powers and the surrounding
states sharpened. Despite their competing
expectations of territorial expansion in the area,
Serbia, Bulgaria, Montenegro, and Greece concluded
in 1912 a series of secret treaties creating a Balkan
League, the explicit intention of which was to eject
the Turks from Europe. On Oct. 8, 1912,
Montenegro declared war on Turkey, precipitating the
First Balkan War. The Turkish army was defeated with
a rapidity that surprised most observers. By the Treaty
of London (May 1913) Turkish possessions in Europe
were confined to a small area of eastern Thrace. The
situation was unstable, however, for several unresolved
issues were left for arbitration by the Great Powers
and Bulgaria was greatly dissatisfied by its share
of Macedonia. The Bulgarians opened hostilities against
Serbian and Greek forces in June but were forced to
an armistice by the end of July.
By the Treaty of Bucharest (August
1913), Montenegro expanded to a common frontier with
Serbia, doubling its population. Serbia was awarded
substantial territories to the south, including central
and northern Macedonia. On Austrian insistence, however,
Serbia and Montenegro were forced to yield part of
the territory they had occupied to form a newly independent
Albanian state. Because Greece obtained Salonika,
Kavála, and coastal Macedonia, the Serbs were
denied the direct outlet to the sea for which they
had hoped. The international situation was therefore,
if anything, more dangerous at the end of 1913 than
in 1911. The Austrians saw in the emergence of a strong
Serbia an end to their own Drang nach Osten ("drive
to the east"), while Serbian animosity against
Austria was intensified. During a visit to Sarajevo
on June 28 (Vidovdan; Serbia's national day), 1914,
the Austrian archduke Francis Ferdinand and his wife
were assassinated by Gavrilo Princip, an adherent
of Young Bosnia organization. Seeing in the event
official Serbian complicity, the Austrians issued
a precipitate and ill-considered ultimatum that included
demands for the suppression of anti-Austrian newspapers
and the dismissal of anti-Austrian teachers and military
officers. The Serbian reply, though conciliatory,
was considered unsatisfactory, and in July the two
countries went to war.
The Austrian offensive of Aug. 14,
1914, was forced back within two weeks; after desperate
fighting a second attack in November was also repelled.
In the winter of 1914-15, however, a terrible outbreak
of typhus struck Serbia, devastating both the civilian
population and the military. When the German field
marshal August von Mackensen opened a third offensive
in October 1915, assisted by the Bulgarians, the Serbs,
deprived of reinforcements and supplies and weakened
by disease, were forced to retreat across the mountains
to the Adriatic coast, whence they were shipped to
the safety of Corfu suffering great casualties on
the way.
The rise to power of the Greek prime
minister Eleuthérios Venizélos in November
1916 brought the Greeks into the war on the Allied
side. It became possible to open a new front against
the Bulgarian-German forces in Macedonia, with the
Serbian army playing a key part alongside British,
French, and Greek units. After two weeks of hard fighting,
the Bulgarians surrendered. The collapse of the Macedonian
front was one of the most important factors precipitating
the end for the Central Powers. Following the recapture
of Belgrade on Nov. 1, 1918, the Austro-Hungarian
forces agreed to an armistice.
During the early period of the war,
a number of prominent political figures from Slav
lands under the Dual Monarchy fled to London, where
they set up a Yugoslav Committee with the aim of conducting
propaganda on behalf of their compatriots.
One of the committee's most important achievements
was the discovery by Franjo Supilo of the Treaty of
London, a secret document drawn up in April 1915 by
which the Italians were promised Istria and large
areas of Slovenia and Dalmatia in return for their
participation on the Allied side. In spite of the
apparent connivance of the Serbs in this agreement,
the stagnation of the war during 1916 and early 1917,
added to the general indifference of the major Allied
powers to the fate of the national minorities within
Austria-Hungary, slowly compelled the Yugoslav Committee
to seek common defense with the Serbian government-in-exile.
In July 1917 representatives of the two groups met
in Corfu and signed the Corfu Declaration, which called
for a single state governed by a democratic and constitutional
monarchy, in which there would be equality for the
two alphabets, three national names and flags, and
religious toleration. The details were left to a future
constituent assembly, and in particular no mention
was made as to whether its structure was to be federal
or unitary. At the same time, on Habsburg territory,
Croatian and Slovene deputies to the diets in Vienna
and Budapest began preparing the ground for independence
through a National Council. On Oct. 29, 1918, as Serbian
troops marched to the Danube, the Sabor in Zagreb
declared the union with Hungary to be severed.
From this date there was a state that
united within itself Serbs, Croats, and Slovenes,
but the state was not yet Yugoslavia. Serbia and Montenegro
had made no commitment to it. Indeed, in spite of
the Corfu Declaration the Serbian leader Nikola Pasic
regarded the new state with some dismay. The Serbs'
war aims had been concerned principally with the defense
of their territorial gains of 1912-13, and if they
thought of expansion at all it was only in terms of
a "Greater Serbia" that might encompass
the Serbian parts of Bosnia. Nonetheless, as it became
apparent that the Italians were not content with the
territories allocated to them by the 1915 Treaty of
London, the "Yugoslavs" sought the effective
support of the advancing Serbian army. All sides were
constrained by the major Allied powers to reach an
accommodation, and a conference held in Geneva on
November 6-9 concluded with a declaration of union
by representatives of the Yugoslav Committee, the
National Council, and the Serb political parties.
In September the Montenegrins rose against Austrian
occupation, and on November 26 a national
assembly in Podgorica declared for union with Serbia
under the Karageorgevic dynasty. On Dec. 1, 1918,
a delegation from the National Council invited the
prince regent Alexander to proclaim the new union,
and on December 4 the Kingdom of Serbs, Croats, and
Slovenes was announced to the world.
The South Slav Monarchy
The new kingdom faced major problems at its birth.
More than 12 percent of the citizens of this "South
Slav state" spoke non-Slavonic tongues--mostly
Albanian, Hungarian, and German. The Christian population
was mainly divided between
adherents of the Eastern Orthodox and Roman Catholic
churches, but more than one-tenth of the total population
were Muslims. Parts of the kingdom had already begun
to industrialize and to commercialize, but most of
its subjects were still living in primitive and isolated
communities dependent on subsistence agriculture.
No modern rail or road link connected Belgrade and
Zagreb; in fact, the rudimentary Serbian rail system
pointed toward the Greek port of Salonika, whereas
that of the northern regions was integrated with the
Austrian and Hungarian systems.
Elections in November 1920 produced
a constituent assembly made up of no fewer than 15
parties, most with specifically ethnic constituencies.
The fundamental divergence of opinion between them
concerned the choice between a unitary or a federal
state. Serb experience had always revolved around
the creation of a strong state, that of the Croats
and Slovenes around the struggle to defend the nation
against too strong a state. The defeat in principle
of the federal idea led to the withdrawal of the Croatian
Peasant Party under the leadership of Stjepan Radic,
and, following the assassination of a minister by
a young communist in 1921, the Communist Party was
declared illegal. This allowed an alliance of the
principal Serb parties, together with the Muslims,
to press through a highly centralized constitution,
modeled on that of prewar Serbia. It was promulgated
on Vidovdan, June 28, 1921.
With few exceptions, the decade 1919-29
was characterized by growing bitterness on the part
of non-Serb groups. When in June 1928 a Montenegrin
deputy shot two Croatian deputies to death in the
Skupstina and mortally wounded Radic, the days
of the Vidovdan constitution were numbered. It became
evident that the Serbs were unwilling to contemplate
a federal state at any price, while the Croats were
unprepared to consider anything else. Frustrated by
the inability of the politicians to make progress,
on Jan. 6, 1929, King Alexander dissolved the Skupstina
and declared a personal dictatorship. In an attempt
to weaken traditional regional loyalties, the name
of the state was changed to Yugoslavia, and the former
regions were reorganized into nine banovine (governorships)
and the prefecture of Belgrade. In spite of the popular
appeal of some of Alexander's measures, others only
exacerbated hostility to the regime, including the
suppression of patriotic gymnastic societies, interference
with the judiciary, the suppression of the free press,
and the arrest and even torture of many critics of
royal centralism.
A new constitution was promulgated
in 1931. It nominally returned the country to representative
government, but its provisions were so heavily centralist
that it failed to secure the support of the Croats
and of many liberal groups. During a state visit to
France in 1934, the king was assassinated by an agent
of the Croatian terrorist organization, the Ustasa.
A regency was established, headed by Prince Paul,
the uncle of the heir to the throne, Peter II. Discussions
between the government and Croatian Peasant Party
leader Vladimir Macek resulted in the Sporazum ("Agreement")
of August 1939, which granted Croatia a new and semi-independent
status under its own ban and Sabor. There was a revival
of hope that a solution to Yugoslavia's constitutional
problems might be found, but this hope was dashed
by the onset of war in 1941.
Notwithstanding its tempestuous politics,
the period immediately following World War I was a
prosperous one for the Yugoslav kingdom. The growing
demand for food both at home and abroad gave a strong
stimulus to agriculture. One of the earliest measures
announced in 1918 was a program of land reform that
abolished serfdom and announced the expropriation
of large estates. The redistribution of land was not
coupled effectively either with investment or with
the rationalization of holdings. Nevertheless, the
reform ensured that Yugoslavia would remain a country
of small farmers even after World War II.
Industrialization was a consistently
enunciated policy of all postwar governments. Extractive
industries, forestry, power generation, and metallurgical
concerns were built up with foreign capital. Some
manufacturing (notably textiles) developed with the
aid of tariff protection, and machinery was acquired
as war reparation from the Central Powers.
The Western financial crisis of 1929
left Yugoslavia relatively untouched. It was not until
1931 that real economic difficulties set in, as the
cushion of war reparation was removed, the German
banking system collapsed, French economic support
was withdrawn, and Britain departed from the gold
standard. Yugoslavia gradually was drawn into a more
binding relationship with Germany, which began to
recover under the Nazis. Favourable terms were extended
to Yugoslav exports, and Yugoslav companies were incorporated
into German cartels. By 1938 trade with Germany accounted
for 53 percent of exports and 65 percent of imports.
Since 1933 the king had taken the
initiative in building closer ties with Yugoslavia's
Balkan neighbours--a policy that bore fruit in the
Balkan Entente with Romania, Bulgaria, Greece, and
Turkey. However, by the late 1930s it became clear
that this
modest measure of collective security was no match
for the real threat to the independence of the state:
German expansion. Following the 1938 Anschluss, the
Yugoslavs worked hard to maintain a position of independence,
but German pressure to associate with the Axis powers
grew with the fall of Czechoslovakia, the Italian
invasion of Albania, and the German- Soviet Nonagression
Pact of August 1939. In March 1941 Prince Paul and
his ministers finally agreed to sign the Tripartite
Pact.
The response was one of public outrage,
especially in Belgrade. In a bloodless coup d'état
led by several air force officers, the regents and
their senior ministers were sent into exile. King
Peter's majority was proclaimed prematurely, and,
amid massive and emotional demonstrations of popular
support, a government of national unity was formed.
World War II
Yugoslav bravado threatened to spoil Germany's plan
for an attack against the Soviet Union, and on April
6, 1941, German troops invaded. Within two weeks Yugoslav
resistance was crushed. King Peter and his ministers
fled, later setting up a government-in-exile in London.
Parts of the kingdom were divided
among Germany, Italy, Hungary, and Bulgaria. A puppet
regime was installed in a greatly diminished Serbia
under a former minister of war, Milan Nedic, and an
enlarged Independent State of Croatia, which included
Bosnia and Herzegovina, was headed by the leader of
the Ustasas, Ante Pavelic. The Croatian regime set
about a policy of "racial purification"
and open genocide that went beyond even Nazi practices
in its extermination of Serbs, Jews and Gypsies. From
1941 to 1945 more than million of Serbs were brutally
exterminated in numerous concentration camps run by
Ustasas (Jasenovac concentration camp). The Croatian
Roman Catholic clergy headed by Archbishop Stepinac
openly collaborasted with Ustasa movement taking part
in great scale forceful conversion of the Orthodox
Serbs to Roman Catholicism. There were almost no protests
from the Roman Catholic Church authorities against
the genocide against the Serbs, Jews and Gypsies.
(The genocide over the Serbs in the Independent State
of Coratia).
Although the Yugoslav Royal Army disintegrated
rapidly in the face of the Axis attack, groups of
its personnel did not surrender but went into hiding
with their weapons. Under the name Chetnik (Cetnik),
a term that recalled the groups of armed units who
harassed the Turks during the 19th century, these
groups emerged under the leadership of Dragoljub Mihailovic,
an experienced and respectable officer who had fought
in the Balkan Wars and World War I. A second armed
resistance movement was created by the Communist Party;
it came to be known as the Partisans (Partizani) and
was headed by a former metalworker and infamous communist
organizer from Zagreb named Josip Broz, who now operated
under the code name Tito. The Chetnik organization
was almost exclusively composed of Serbs whose vision
of the future of Yugoslavia was of a strongly unified
country in which Serbia and its royal dynasty would
play the leading role. The Partisans, on the other
hand, were firmly led by the Communist Party, which
soon showed that it intended to overthrow the monarchy
and create a socialist and a communist state like
Soviet Union. The two groups were soon fighting each
other with as much hostility as they were the occupiers.
A series of offensives by German and
Italian forces, with the collaboration of Ustasa units,
forced the partisans to remain on the move, mostly
in Bosnia and Herzegovina. In the meanwhile the communists
organized a "temporary government" in competition
with the exiled royalist goverment in London. Under
British pressure, King Peter withdrew support from
general Mihailovic. On Oct. 20, 1944, Belgrade fell
to a combined operation of Yugoslav communist and
Soviet troops. After the conquest of the city massive
series of retaliation against all anti-communists
ensued. Thousands of Serbs all over Serbia were executed
by the communist police.
Even after German forces in Yugoslavia
surrendered in May 1945, Mihailovic was unwilling
to give up the struggle, but his force was beaten
and dispersed in central Bosnia. Mihailovic himself
evaded capture until March 1946. He was tried by communists
for alleged treason and executed in July. This event
finally marked the beginning of unrestrained communist
dictatorship.
The Communist Federation
A new constitution establishing the Federal People's
Republic of Yugoslavia was promulgated on Jan. 31,
1946, replacing the monarchy with a federation of
six republics and the two autonomous Serbian provinces
of Kosovo- Metohija (Kosmet) and the Vojvodina. The
"loyal opposition" was quickly but relatively
gently eased from power, but those suspected of collaborating
with the former enemy were punished or killed and
their property confiscated. The major productive forces
and means of communication and exchange were nationalized,
and a rigid central planning apparatus was put in
place, power being exercised by the Communist Party
through a close interlocking of state and party functions.
Despite their adoption of this Soviet-style
"dictatorship of the proletariat," Yugoslav
communists had never had an easy relationship with
the Soviet Union, dating to Tito's independence in
conducting the "national liberation struggle."
Relations soon turned acrimonious, the Yugoslavs being
accused of ideological, economic, and political indiscipline
and they in turn protesting the misconduct of Soviet
advisers. In June 1948 Yugoslavia was expelled from
the Communist Information Bureau (Cominform), the
Soviet bloc's apparatus of communist internationalism,
and a diplomatic and economic boycott was begun by
the socialist countries.
Yugoslavia responded by embarking
on a distinctive "Yugoslav road to socialism."
One significant development was the movement of nonaligned
countries, in which Tito's active involvement legitimated
his independence from the Soviet Union while underlining
the respect for national identity that had become
so central to his domestic policy. In June 1950 the
Basic Law on the Management of State Economic Enterprises
by Working Collectives took the first steps toward
what came to be known as socialist self-management.
Largely the creation of Yugoslavia's leading ideologist,
the Slovene Edvard Kardelj, self-management involved
a looser system of planning control, with more initiative
devolved to enterprises, local authorities, and a
highly decentralized banking structure. At the same
time, revision of the constitutional law began a process
of political decentralization, giving enormous powers
in revenue collection and the provision of social
services to the opstina (commune). A new constitution,
adopted in 1963, strengthened self-management and
extended it beyond industrial organizations into services
and the administration; it also gave greater importance
to the republics and autonomous provinces. Related
to this constitutional reform was a series of economic
measures designed to move the country toward "market
socialism" by abolishing many price controls
and requiring enterprises to compete more effectively
with one another and within the "international
division of labour."
Measured in growth rates, the reforms
were a success, in that the 1950s and '60s were years
of unparalleled ecconomic prosperity. Yugoslavia emerged
as a major international tourist destination, and
some branches of manufacture, such as metal goods
and textiles, became highly profitable on both the
domestic and foreign markets. Industrialization and
urbanization created a society that was radically
different from the economically backward peasant economy
of the prewar years.
Yet beneath this growth were certain
fundamental weaknesses. Instead of creating a genuine
market, the strength of the republics resulted in
a series of local monopolies in many products. More
seriously, the country's prosperity followed deeply
rooted historical cleavages, with the northern republics
of Slovenia and Croatia drawing steadily away from
the others. Efforts to correct this imbalance through
the diversion of resources into projects in the poorer
regions were resented by the more-developed republics.
By the late 1960s, unemployment and inflation had
become chronic, and all these problems were aggravated
by the rapid rise of prices in the 1970s.
Growing economic crisis contributed
to the sharpening of political conflict. Within Serbia
itself, a purge of liberals from the League of Communists
culminated in the expulsion of the Praxis group of
philosophers from the University of Belgrade. In a
bid to reaffirm party authority, a new constitution
in 1974 vested Tito with a lifetime presidency; afterward,
leadership was to pass to a collective presidency
composed of one representative from each of the republics
and autonomous provinces, with a new chairman selected
each year.
The post-war communist period proved
to be fatal for the Serbian people. The Serbian national
and religious tradition was deliberately suppressed
both in education and in state controlled media. The
Orthodox Church was formally given freedom but in
reality it was under great pressure and many priests
suffered imprisonment and various kinds of threats
because of their pastoral activity among the people.
All spheres of public life were strictly controlled
by the Communist Party and any kind of free and democratic
activity was forbidden. This situation caused a general
exodus of many young and educated people to the countires
of Western Europe and America.
Disruption of ex-Yugoslavia
and the Civil War
Tito's death in May 1980 marked the beginning of the
rising ethnic tensions. It was obvious that neither
the problem of Yugoslavia's ethnic diversity nor that
of its economic management could be easily solved.
By 1983 the foreign debt had become so large that
the International Monetary Fund was asked to intervene
with Yugoslavia's creditors. Partly under its guidelines,
the government under Ante Markovic embarked on yet
another reform of self-management, this one including
the freeing of technical and managerial functions
from political interference and the closing of unprofitable
enterprises. Implementation of the reforms drove unemployment
even higher, precipitating a series of strikes and
street demonstrations, and they were vigorously resisted
by communist officials from regionsthat might have
greater difficulty in competing in an open market.
The largest of these regions was Serbia,
where the leadership of the party and the presidency
of the republic were assumed by Slobodan Milosevic,
a banking official from Belgrade . Attacking the entrenched
communist establishment for having
lost touch with the real concerns of the people and
seeking a restoration of Serbian national consciousness,
Milosevic used various meassures to strengthen his
political power in Serbia and Montenegro. The parallel
processes began in Croatia and other republics. Soon
it was evident that there was no real restoration
of democracy and civil society in Yugoslavia and the
country was plunged into severe ethnic strifes. Matters
came to a head in May 1991 when relations between
the ex-Yugoslav republics became very tense. In June
the Slovene and Croatian governments implemented their
earlier threats to withdraw from the federation. Macedonia
followed suit in September.
The Yugoslav People's Army attempted
to seize control of Slovenia's international borders
in order to prevent the disruption of the federation,
but the largely conscript federal troops were outmaneuvered
by the Slovene national guard and withdrew to Croatia.
There, communities of Serbs, seriously threatened
by the rising Croatian nationalism and revived Ustasa
national ideology, had been organizing their own self-governing
krajine (regions) in which they demanded the right
to retain union with the rest of the federation. The
krajine were successfully defended against Croatian
forces until the negotiation of a cease-fire in May
1992, which was subsequently policed by United Nations
(UN) troops in four protected areas that covered almost
one-third of Croatian territory. In 1995, after the
intensive military operations these areas, which were
predominantly inhabited by the Serbs, were occupied
by the Croatioan Army and reintegrated into Croatia.
More than 200.000 Serbian refugees were forced to
leave the areas in which they had lived since the
15th century.
In February and March 1992, Muslims
and Croats in Bosnia and Herzegovina approved a referendum
calling for secession from Yugoslavia disregarding
the political will of the Serbian population who wanted
to retain the union with Serbia and Montenegro. In
the meanwhile the rising Moslem funtamentalist ideas,
openly supported by the highest Bosnian authorieties,
made additional threats to the Serbs who strongly
disliked the idea of living in a Moslem dominated
country. Here, Serbs were interspersed throughout
the population in a mixed pattern that did not permit
the defense of coherent krajine. Instead, a bitter
and protracted civil war erupted in which regular
forces and irregular armed bands expelled entire populations
from areas brought under their control. Defying a
series of economic sanctions brought against Serbia
and Montenegro through the UN, calling the bluff of
international military intervention, and ignoring
sustained exposure by international news media, Bosnian
Serb forces continued their campaign until (by mid-1993)
they held effective control over roughly two-thirds
of Bosnian territory. By linking these areas to the
Serb krajine in Croatia, the Serbs laid the foundations
(although at a hideous cost in atrocities and refugees)
for the unification into one political formation of
all people who considered themselves to be Serbs.
As the nucleus of such a state, a new Federal Republic
of Yugoslavia, comprising Serbia and Montenegro, was
proclaimed in April 1992. The civil war in ex-Yugoslavia
was finished in 1996 by the Dayton Agreement in which
the Bosnian Serbs were granted a separate Serbian
entity - Republika Srpska - within the internationally
recognized Bosnia and Hercegovina. After the end of
the civil war Serbia and Montenegro were found in
a difficult political and ecconomic situation with
more than 600.000 Serbian refugees from all parts
of ex-Yugoslavia and rather unstable situation in
Kosovo and Metohija.
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